The Alliance in Support of Independent Research


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02.02.2010—Guidance to Asset Managers Regarding DOL Form 5500 Schedule C Disclosure Obligations Relating to Research/Commission Arrangements 10.01.2008-- Alliance Comments to Proposed SEC Guidance to Mutual Fund Boards on Investment Adviser Trading Practices 05.16.2008-- Alliance Comments on Amendments to Part 2 of Form ADV - Disclosure of Brokerage Practices 04.25.2008-- Alliance Comments on Amendments to DOL Form 5500 Schedule C 12.05.2006-- Alliance Comments to FSA Consultation Paper 06/18 - Use of Dealing Commission 11.23.2005-- Alliance Response to Request for Comments on SEC Guidance Regarding Client Commission Practices 05.31.2005-- Comments on Consultation Paper 05/5 - Financial Services Authority "Bundled Brokerage and Soft Commission Arrangements" 11.16.2004-- Alliance in Support of Independent Research Applauds NASD Mutual Fund Task Force Report Supporting Use of Independent Research by Mutual Fund Advisers 07.29.2004-- Mutual Fund Directors Forum's Call to End "Soft Dollar" Arrangements Ignores Evidence that Research Arrangements Under the Section 28(e) Safe Harbor Benefit Mutual Fund Investors More News & Publications »